UNIVERSITY OF KANSAS

 

UNIVERSITY OMBUDS OFFICE

 

ANNUAL REPORT

 

March 1, 2005February 28, 2006

 

 

Professor Doug Whitman, Ombudsman

 

Kellie Harmon, Assistant Ombudsman

 

 

OMBUDS OFFICE CONTACTS WITH MEMBERS OF THE UNIVERSITY COMMUNITY

 

            Attached is the statistical summary from March 2005 to the end of February, 2006. It lists the numbers of “first contacts” in the various areas of our work this past year.  The total number of contacts this year is 339.  The Ombuds Office has worked diligently over the last year to publicize the office.

 

The response to such first contacts varies from a brief conversation providing information to one person, to a much more extensive involvement with a number of persons. Initial contacts come by phone, or in many cases, by email and sometimes, in person.

 

            Many problems reaching the office are highly complex and require considerable time and follow up efforts.

 

 

TABLE OF CONTACTS FOR THE YEAR

 

            CONTACTS:     Total First Contacts

 

                        STUDENTS:              140 

                        FACULTY:                   45

                        STAFF :                   106

                        OTHER:                       48

                        TOTAL:                    339

 

            These contacts represent persons who initially contacted the Ombuds Office either by email, in person or by telephone.

 

            A mere listing of the number of contacts does not adequately convey the intensity of feelings that arise in many of these disputes. Some visitors find themselves dealing with a high level of anger and frustration.

 

Quite often, a visitor to the Ombuds Office has exhausted all other remedies. The Ombuds Office is the last resort for some visitors thus intensifying the depth of feelings such people experience.

 

 

 

TRENDS AND RECOMMENDATIONS

 

Trend Observed: Disruptive students

 

Recommendation: Sometimes student behavior in the classroom is disruptive. A professor may set standards for classroom conduct. If a student appears to be violating these standards, the professor may request the student leave the classroom. Failure to comply with such a request constitutes academic misconduct in violation of U.S.R.R. 2.6.4. and 2.6.1. Professors might also note the rules in the Code of Student Rights and Responsibilities, Article 22, relating to Non-Academic Misconduct.

 

Trend Observed: Academic Misconduct

 

Recommendation: If a professor deems that a student has engaged in academic misconduct in violation of U.S.R.R. 2.6.1,  Rule 2.6.2 permits a professor, after notifying the chairperson, to treat the student’s work as unsatisfactory. It is also possible to ask for other sanctions if the professor feels the case in question merits additional sanctions

 

Trend Observed: Time limits

 

Recommendation: A recurrent problem is that people do not realize the University rules require that complaints be brought within a six month time limit.  Members of the university community need to be informed of this rule as people are frequently upset when they learn of this rule. The six month period in which to bring a complaint begins on the date the action or event occurred. See U.S.R.R. 6.3.1.3.

 

Trend Observed: Course repeat policy

 

Recommendation:  A number of students visit the Ombuds Office requesting information regarding the right to repeat a course. Currently this is permitted by U.S.R.R. 2.2.9 This information needs to be provided by the various schools to students as students frequently visit the Ombuds Office to discuss this policy.

 

Trend Observed: Syllabus problems

 

Recommendation: Frequently students complain that the syllabus used in a class fails to give them proper guidance as to what the professor expects of them. Professors need to take care to inform students early in the semester, preferably in writing, what the standards for evaluating student performance are. This is required by U.S.R.R. 2.1.2. Likewise, professors need to make clear the rules for preparation of class assignments as required by U.S.R.R. 2.6.4.

 

Trend Observed: Notice of non-reappointment

 

Recommendation: Many unclassified professional staff members do not know that they are entitled to some advance notice of termination. The Faculty Handbook in rule C.4.h specifies the amount of time that must be given to an unclassified professional staff member should it be necessary to terminate such a person. Administrators need to consult this rule to determine the amount of advance notice to be given to unclassified professional staff persons who will not be reappointed and to inform the staff of this rule.

 

           

MOST COMMON REASONS FOR SEEKING OMBUDS OFFICE ASSISTANCE

 

            Students      

 

1.        Grade issues

2.        Academic misconduct

3.        Withdrawal issues

4.        Final exam issues

5.        Other Instructor-Student Disputes (e.g., course management issues, interpersonal conflicts)

6.        Conflicts with other students

7.        Administrative policies and procedures

 

Faculty

 

1.        Consult regarding student situations

2.        Workplace conflict

3.        Administrative policies and procedures consultation

 

Staff

 

1.        Workplace conflict

2.        Consult regarding student situations

3.        Administrative policies and procedures consultation

 

 

Explanation of Most Common Categories

 

            Workplace conflict

            Includes, for example: disciplinary evaluations,

            loss of a job, disputes between faculty members,

            disputes between faculty members and

            administrators, disputes between a supervisor and

an employee, harassment, discrimination, and

disputes between coworkers.

 

Administrative – Policies and procedures

This category includes non-academic bureaucratic

systems for students, staff and faculty. It includes

such matters as admissions, bursar, financial aid,

human resources, tuition classification, housing,

intellectual property rights and harassment.

 

            Academic policies and procedures

Concerns about such matters as: withdrawals,

advising, academic misconduct, probation, dis-

missals, grade appeals and final examination rules.

 

Instructor-Student Disputes

Concerns about such issues as: faculty concerns

with student conduct in the classroom, student

concerns about the behavior of professors in the

classroom, any interpersonal conflict between a

faculty member and a student and improper

procedures in conducting student evaluations of

faculty members.

 

Conflicts with other students

Examples of issues that arise: residence hall

misconduct, roommate disputes and harassment.

 

          

 

CAMPUS DISPUTE ASSISTANCE SERVICES

 

            The creation of our Campus Dispute Assistance Services group has, among other things, provided quick access to experienced mediators who have been utilized in the mediation portion of various university grievance procedures. Although the names of these people are not publicized, it is important that the campus community know that such faculty members do devote a considerable amount of time and energy to this very important function of dispute management and resolution.

 

 

INFORMAL DISPUTE RESOLUTION COMMITTEE

 

            In order to enhance the general knowledge of administrative personnel regarding issues associated with dispute resolution, and to give them a chance to meet with one another to discuss the best fashion in which to resolve conflicts that arise within the University, we created the Informal Dispute Resolution Committee – a group composed of administrative personnel throughout the University. It meets throughout the school year.

 

THREAT ASSESSMENT TEAM

 

     As part of his job, professor Whitman serves as a member of the Threat Assessment Team. This university wide team meets from time to time as the need arises.

 

          

 

 

 

PROFESSIONAL DEVELOPMENT

 

            Ombuds Harmon attended a joint conference of the University and College Ombuds Association and The Ombudsman Association in Atlanta, Georgia in April, 2005.

 

            In November of 2005, Professor Whitman attended the annual meeting of the California Caucus of College and University Ombuds. He participated in a panel of the journal of editors of The Journal of the California Caucus of College and University Ombuds. Starting in January of 2005, Professor Whitman joined the editorial board of The Journal of the California Caucus of College and University Ombuds.

 

 

WHO AND WHERE WE ARE

 

            The University Ombuds Office is located in rooms 28 and 34 in Carruth O’Leary Hall, 2246 West Campus Road, Lawrence, Kansas 66045-7505. The Office has one full time staff member, Kellie Harmon, Assistant Ombudsman. Professor Doug Whitman is the University Ombudsman.  We can be contacted at 785-864-7261. Email address: ombuds28@ku.edu.

 

            If you wish to review the role of the ombuds office, please view our website at www.ku.edu/~ombuds.